RG 121 Compliance Guide
Foreign Financial Services Providers RG 121 COMPLIANCE GUIDE Foreign Financial Services Providers This document has been prepared by THADDEUS MARTIN CONSULTING © 2025 Thaddeus Martin Consulting. All rights reserved. RG 121 Scenario Mapping Practical Guide to Australian Financial Services Licensing Requirements 1 Passive Website – No Active Targeting Low Risk Facts The firm’s website is […]
Australian AI Tool Assessment Framework
A self-guided tool to help assess AI systems against the SOCI Act, the Australian AI Ethics Principles, and emerging AI guardrails. Preloaded with risk profiles for common tools (e.g. OpenAI, Claude, Otter.ai), and designed to support internal compliance teams. Australian AI Tool Assessment Framework Comprehensive evaluation for SOCI compliance and AI Ethics Principles/Guardrails AI Tools […]