King River Secures Future Super & Leading Family Offices for $150M AI Fund
King River Capital has successfully raised $150 million for its AI-focused fund, backed by Future Super and some of the world’s wealthiest family offices. As AI investment accelerates, ensuring responsible deployment is critical. Through Thaddeus Martin Consulting (TMC), we have worked closely with King River to develop a Responsible AI Framework, embedding robust governance, ethical […]
November 2024 Monthly Compliance Wrap
Sustainability Updates on New Sustainability Reporting Regime – ASIC Seeks Feedback On 7 November 2024, ASIC released the draft Regulatory Guide 000 on the sustainability reporting regime, seeking public feedback before it takes effect in January 2025. This regime mandates annual sustainability reports with climate-related financial disclosures for large businesses and financial institutions. ASIC’s guide […]
October 2024 Monthly Compliance Wrap
Sustainability Governance: Macquarie Bank Fined for Market Manipulation in Electricity Futures Macquarie Bank was fined a record $4.995 million by the Markets Disciplinary Panel (MDP) for breaching market integrity rules by allowing suspicious orders in the electricity futures market. From January to September 2022, Macquarie permitted 50 suspicious orders, placed by three clients, to manipulate […]
September 2024 Monthly Compliance Wrap
Sustainability Climate-related Financial Disclosure On 9 September 2024, the climate-related financial disclosure legislation was passed by the Parliament and set to commence in January 2025. The legislation mandates the disclosure of climate-related financial information within Australia’s corporate disclosure framework, including details on reporting entities, assurance requirements, and enforcement. Entities subject to mandatory disclosure are categorised […]
July 2023 Monthly Compliance Wrap
Sustainability Risk Compliance TMC updates TMC is delighted to have advised Glow Capital Partners on compliance matters in relation to first deal; the acquisition of a controlling stake in Melbourne-headquartered clothing supplier Cargo Crew. The TMC crew held its semi-annual strategy day, reflecting on the growth and success of the past year and setting new […]
June 2023 Monthly Compliance Wrap
Sustainability Risk Compliance TMC updates The TMC family is growing! Hritwik Singh (aka “Ricky”)has joined TMC after graduating from a Bachelor of Commerce (Professional Accounting and Finance), The University of Sydney. Our Principal, Dominic Tayco,was honoured to present to the following organisations on Sustainable Finance this month: Dom has recently been appointed as a Teaching […]
TMC supports Circular Economy
In March 2021 our Managing Director, Dominic Tayco, was engaged by NSW Circular to act in the capacity of Chief of Staff for their organisation. The role will initially be until 30 June 2021, and will focus on optimising operations, communication with stakeholders and assisting the CEO to pursue the organisation’s strategic objectives. NSW Circular […]
Members of PRI
In January 2021, Thaddeus Martin Compliance became a signatory to the UN backed Principles of Responsible Investment. Principals, Dominic Tayco and Darren Conlon, were pleased to be part of this international initiative and reinforces their determination to mentor their clients about the imperative to consider environment, social and governance considerations into their investment process and […]
A Governance Framework for Resilience
Welcome to the second edition of The Arc, a bi-monthly magazine regarding issues of compliance, risk and sustainability related to the business of Private Equity (“PE”). A compliance framework is a cornerstone to any modern strategic and operational feature of a PE Firm, and this edition of the Arc outlines how a PE Firm can […]